HomeMy WebLinkAbout479 01-14-1975ORDINANCE NO. 479
AN ORDINANCE AMENDING CONTRACT BETWEEN THE
CITY OF EULESS, TEXAS AND TRINITY RIVER
AUTHORITY OF TEXAS, AND DECLARING AN
EMERGENCY
WHEREAS, the City of Euless and the Trinity
River Authority of Texas have heretofore.entered into a
contract, dated as of January 21, 1972, under which the
Trinity River Authority of Texas will provide treated water
for the City of Euless; and
WHEREAS, the bonds issued pursuant to said
contract were issued for interim financing and will be re-
funded to the advantage of the City of Euless; and
WHEREAS, the above described contract should be
amended for purposes of clarification; and
WHEREAS, this ordinance must be passed as an
emergency measure;
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY
OF EULESS, TEXAS:
Section 1. That Section 1.F of the contract
described in the first preamble hereof shall be, and is
hereby amended, as of January 22, 1975, so that said Section
1.F shall be as follows:
"Section 1. ...
"F. 'Bonds' means the revenue bonds issued
by Authority, whether one or more issues, and the
interest coupons appertaining thereto, to finance
the Project, and any bonds, and the coupons apper-
taining thereto, issued to refund any bonds issued
hereunder."
Section 2. That-this Ordinance is hereby
declared to be an emergency measure and is passed as such
for the immediate preservation of the public peace, health
or safety of the citizens of the City of Euless, Texas.
Section 3. That this Ordinance shall take effect
immediately upon passage.
Section 4. That the Ordinance authorizing the
contract described above and the execution of the contract
therein authorized is in all things ratified and affirmed
except as changed and amended by this Ordinance.
1975.
PASSED AND APPROVED this 14th day of January,
Mayor, City of Euless, Texas
46--r#*,
ATTEST:
- L'�— -Z -11 J/
iJ
City Secretary, City 61 Euless,
Texas
APP OVED-
City Attorney, City of Eul ss,
Texas
( SEAL)
CERTIFICATE FOR
ORDINANCE APPROVING TRINITY RIVER
AUTHORITY OF TEXAS BOND RESOLUTION
THE STATE OF TEXAS
COUNTY OF TARP.ANT
CITY OF EULESS
We, the undersigned officers of said City, hereby
certify as follows:
1. The City Council of said City convened in
REGULAR MEETING ON THE 14TH DAY OF JANUARY, 1975,
at the City Hall, and the roll was called of the duly consti-
tuted officers and members of said City Council, to -wit:
A. C. Krause, Iiayor Della Houy, City Secretary
Mrs. Willie Mae McCormick Wayne Wright
Harold Copher Ray Ozebek
Harold L. Samuels
and all of said persons were present, except the following
absentees: Mayor A. C. Krause ,
thus constituting a quorum. Whereupon, among other business,
the following was transacted at said Meeting:
The Mayor presented for the consideration of the City
Council an ordinance bearing the following caption, to -wit:
it ORDINANCE NO. 479
AN ORDINANCE APPROVING A RESOLUTION BY TRINITY
RIVER AUTHORITY OF TEXAS AUTHORIZING THE ISSUANCE
OF TRINITY RIVER AUTHORITY OF TEXAS (TARRANT COUNTY
WATER PROJECT) REVENUE BONDS, SERIES 1975, $4,225,000,
AND DECLARING AN EMERGENCY"
Councilwoman McCormick moved that the ordinance be
finally passed as an emergency measure. The motion was
seconded by Councilman Ozebek and carried by the
following vote:
AYES: All members of said City Council shown
present above voted "Aye ".
NAYS: None.
The Mayor announced that the ordinance had been
finally passed and adopted as an emergency measure and was
effective immediately.
2. That a true, full and correct copy of the aforesaid
ordinance passed at the Meeting described in the above and
foregoing paragraph is attached to and follows this certifi-
cate; that said ordinance has been duly recorded in said
City Council's minutes of said Meeting; that the above and
foregoing paragraph is a true, full and correct excerpt from
said City Council's minutes of said Meeting pertaining to
the passage of said ordinance, that the persons named in the
c
above and foregoing paragraph are the duly chosen,
qualified and acting officers and members of said City
Council as indicated therein; that each of the officers
and members of said City Council was duly and sufficiently
notified officially and personally in advance, of the time,
place and purpose of the aforesaid Meeting, and that said
ordinance would be introduced and considered for passage
at said Meeting, and each of said officers and members con-
sented, in advance, to the holding of said Meeting for such
purpose; and that said Meeting was open to the public, and
public notice of the time, place and purpose of said
Meeting was given, all as required by Vernon's Ann. Civ.
Stat. Article 6252 -17.
(SEAL)
SIGNED AND SEALED the 14th day of January, 1975.
City Secretary
P f4l"d MW 19P
Mayo
( 9 9
RESOLUTION NO. R-
RESOLUTION
DIRECTING THE ISSUANCE OF TRINITY RIVER
AUTHORITY OF TEXAS (TARRANT COUNTY WATER
PROJECT) REVENUE BONDS, SERIES 1975,
$4,225,000
WHEREAS, a water supply contract dated as of
January 21, 1972, and amended as of January 22, 1975 (the
"Contract "), has been duly executed between the Trinity River
Authority of Texas (the "Authority ") and the Cities of
Bedford and Euless, Texas, organized and existing under and
by virtue of the laws of the State of Texas (the "Cities ");
and
WHEREAS, the Contract is hereby adopted by
reference for all purposes, with the same effect as if it
had been set forth in its entirety in this bond resolution
( "Resolution ") ; and
WHEREAS, pursuant to the Contract the following
bonds were issued and are presently outstanding (the
"Outstanding Bonds "):
Trinity River Authority of Texas (Tarrant
County Water Project) Revenue Bonds,
Series.1972, dated March 1, 1972, Bonds
Numbers 1 through 115, in the denomination
of $5,000 each, aggregating $575,000,
maturing March 1, 2000, and bearing inter-
est from their date at the rate of 5% per
annum to and until September 1, 1972; at
the rate of 5 -1/2% per annum from and after
September 1, 1972, to and until March 1, 1973;
at the rate of 6% per annum from and after
March 1, 1973, to and until September 1, 1973;
at the rate of 6 -1/2% per annum from and after
September 1, 1973, to and until March 1, 1974;
and at the rate of 7% per annum from and after
March 1, 1974; and
1
Trinity River Authority of Texas
(Tarrant County Water Project) Revenue
Bonds, Series 1972 -A, dated August 1,
1972, Bonds Numbers 1 through 240, in
the denomination of $5,000 each, aggre-
gating $1,200,000, maturing March 1, 2000,
and bearing interest from their date at the
rate of %5 per annum to and until March 1,
1973; at the rate of 5 -1/2% per annum from
and after March 1, 1973, to and until
September 1, 1973; at the rate of 6% per
annum from and after September 1, 1973, to
and until March 1, 1974; at the rate of
6 -1/2% per annum from and after March 1, 1974,
to and until September 1, 1974; and at the
rate of 7% per annum from and after September
1, 1974; and
Trinity River Authority of Texas (Tarrant
County Water Project) Revenue Bonds, Series
1973, dated May 1, 1973, Bonds Numbers 1
through 35, in the denomination of $50,000 each,
aggregating $1,750,000, maturing March 1, 2000,
and bearing interest from their date at the rate
of 5 -1/4% per annum to and until March 1, 1974;
at the rate of 7% per annum from and after
March 1, 1974; and
Trinity River Authority of Texas (Tarrant
County Water Project) Revenue Bonds, Series
1974, dated November 1, 1974, Bonds Numbers 1
through 50, in the denomination of $5,000,
aggregating $250,000, maturing March 1, 1976
through March 1 1993, and bearing interest
from their date at the rate of 7.50% per annum
to and until March 1, 1975; at the rate of 8%
per annum from and after March 1, 1975, to and
until September 1, 1975; and at the rate of
9% per annum from September 1, 1975, to their
respective maturities; and
WHEREAS, all of the Outstanding Bonds are subject
to redemption prior to their scheduled maturities, at the
option of the Authority, in whole, or in part, on any date
whatsoever, at a redemption price equal to par and accrued
interest to the date fixed for redemption, and without
premium; and the Authority has determined to exercise said
option, and to redeem all of the Outstanding Bonds in whole;
and
2
WHEREAS, the Authority is authorized by law,
including Article 8280 -188, Vernon's Texas Civil Statutes,
as amended, to issue and sell refunding bonds to provide
funds to refund the Bonds; and
WHEREAS, it is necessary to issue bonds to provide
funds to refund the Outstanding Bonds and to provide funds
for the acquisition and construction of facilities to provide
a water supply for Cities and others; and
WHEREAS, the Contract requires the payment of
Annual Payments by the Cities to provide for the payment of
all Bonds issued thereunder, including the bonds issued to
refund the Outstanding Bonds; and
WHEREAS, the Cities have or will approve this
Resolution, as to form and substance, except as to price,
interest rate and purchaser, as required by the Contract;
THEREFORE, BE IT RESOLVED BY THE BOARD OF DIRECTORS OF THE
TRINITY RIVER AUTHORITY OF TEXAS THAT:
CALL OF OUTSTANDING BONDS
(a) That the Outstanding Bonds described in the
third "Whereas" of the preamble hereof are hereby called for
redemption, and shall be redeemed, prior to maturity, on
March 3, 1975, at The First National Bank of Fort Worth,
Fort Worth, Texas, the paying agent for said bonds.
(b) That an appropriate written Notice of Redemp-
tion of said Outstanding Bonds shall be delivered to The
3
B
First National Bank of Fort Worth, Fort Worth, Texas, not
less than thirty days before the said date fixed for
redemption.
(c) That funds sufficient to pay par and accrued
interest on said Outstanding Bonds to said date fixed for
redemption shall be deposited with said First National Bank
of Fort Worth. The money shall be provided by the sale of
bonds hereinafter authorized, in accordance with Vernon's
Article 8280 -188, Section 8(k), and from the Interest and
Sinking Fund established for the Outstanding Bonds.
AUTHORIZATION OF BONDS
That for the purpose of refunding Outstanding
Bonds of the Authority in the principal amount of $3,775,000
and for the purpose of providing funds for the acquisition
and construction of facilities to provide a water supply
for Cities and others, there shall be issued negotiable
bonds designated "Trinity River Authority of Texas (Tarrant
County Water Project) Revenue Bonds, Series 1975" in the
aggregate principal amount of $4,225,000.
Said Bonds shall be issued in the manner and with
the security hereinafter provided, and in accordance with
Vernon's Ann. Civ. St. Article 8280 -188.
ARTICLE I
DEFINITION OF TERMS
Section 1.01. In each place throughout this
Resolution wherein the following terms, or any of them,
are used, the same, unless the context shall indicate another
or different meaning or intent, shall be construed and are
intended to have meanings as follows:
F11
(a) "Act" means Chapter 518, Acts of the Fifty-
Fourth Legislature of the State of Texas, as amended.
(b) "Authority" means Trinity River Authority of
Texas and any other public body or agency at any time suc-
ceeding to the property and principal rights, power and
obligations of said Authority.
(c) "Board of Authority" means the Board of
Directors of the Authority.
(d) "Bond" or "Bonds" means the bonds authorized
by this Resolution.
(e) "Certified Public Accountant" means any
certified public accountant, licensed public accountant or
firm of such public accountants of suitable experience and
qualifications not regularly in the employ of the Authority,
selected by the Authority.
Euless.
(f) "Cities" means the Cities of Bedford and
(g) "Contract" means the contract between the
Authority and the Cities authorized by the Board of Author-
ity at a meeting held by said Board on October 10, 1973, and
amended as of January 22, 1975.
(h) "Depository" means the bank or banks which
the Authority selects (whether one or more), in accordance
with law, as its depository.
(i) "Engineering Report" means a report of
Knowlton- Ratliff - English- Collins, Consulting Engineers,
entitled Report on Proposed Bedford - Euless Water System to
Trinity River Authority of Texas, dated July, 1971, as such
5
report may be amended or supplemented prior to the execution
of construction contracts and changed by change orders
entered after construction contracts have been executed,
or as such report may be amended or supplemented to provide
expanded service in the future.
(j) "Fiscal Year" means the twelve month period
beginning December 1 of each year, or such other twelve
month period as may in the future be designated as the Fiscal
Year of Authority.
(k) "Independent Consulting Engineer" means the
Engineer or engineering firm or corporation at the time
employed by the Authority under the provisions of Section
5.13 of this Resolution.
(1) "Outstanding Bonds" means the bonds described
in the third "Whereas" of the preamble to this Resolution.
(m) "Paying Agent" means the Republic National
Bank of Dallas, Dallas, Texas, or, at the option of the
bearer, at The First National Bank of Fort Worth, Fort Worth,
Texas.
(n) "Resolution" means this resolution and any
amendments hereto.
(o) "System" means all of Authority's facilities
constructed pursuant to the Engineering Report.
ARTICLE II
FORM, EXECUTION AND DELIVERY OF BONDS
Section 2.01. THE BONDS. The Trinity River Authority
of Texas (Tarrant County Water Project) Revenue Bonds, Series
1975, shall be issued in the amount of $4,225,000, dated
February 1, 1975, numbered from 1 through 845, of the denomina-
tion of $5,000 each, and shall mature in each of the years as
follows:
0
Section 2.02. OPTION OF PRIOR REDEMPTION. The
Bonds of this Series maturing on and after February 1, 1986,
shall be optional for redemption prior to their scheduled
maturities, in whole, or in part, at the option of the Auth-
ority, on February 1, 1985, or on any interest payment date
thereafter, at par and accrued interest to date of redemption,
plus a premium for each bond, a
5% if redeemed February 1,
4% if redeemed February 1,
3% if redeemed February 1,
2% if redeemed February 1,
1% if redeemed February 1,
0% if redeemed February 1,
At least thirty days before the
s fol
1985
1986
1987
1988
1989
1990
date
lows:
or August
or August
or August
or August
or August
or therea
fixed for
1, 1985;
1, 1986;
1, 1987;
1, 1988;
1, 1989;
fter.
redemption,
the Authority shall cause a written notice of such redemption
to be published at least once in a financial publication
published in the City of New York, New York. By the date
fixed for any such redPmrti on, due -----vision shall be made
with the Paying Agents for the payment of the principal
amount of the bonds to be redeemed, plus accrued interest
thereon to the date fixed for redemption, and premium, if any.
If the required notice of redemption is published, and if due
provision for such payment is made, all as provided above,
the bonds, which are to be so redeemed, thereby automatically
7
MATURITY
DATES
AMOUNTS
MATURITY
DATES
AMOUNTS
February
1,
1976
$ 50,000
February
1,
1989
$145,000
February
1,
1977
55,000
February
1,
1990
155,000
February
1,
1978
60,000
February
1,
1991
165,000
February
1,
1979
65,000
February
1,
1992
180,000
February
1,
1980
70,000
February
1,
1993
195,000
February
1,
1981
75,000
February
1,
1994
210,000
February
1,
1982
85,000
February
1,
1995
225,000
February
1,
1983
90,000
February
1,
1996
245,000
February
1,
1984
95,000
February
1,
1997
265,000
February
1,
1985
105,000
February
1,
1998
285,000
February
1,
1986
115,000
February
1,
1999
305,000
February
1,
1987
125,000
February
1,
2000
730,000
February
1,
1988
130,000
Section 2.02. OPTION OF PRIOR REDEMPTION. The
Bonds of this Series maturing on and after February 1, 1986,
shall be optional for redemption prior to their scheduled
maturities, in whole, or in part, at the option of the Auth-
ority, on February 1, 1985, or on any interest payment date
thereafter, at par and accrued interest to date of redemption,
plus a premium for each bond, a
5% if redeemed February 1,
4% if redeemed February 1,
3% if redeemed February 1,
2% if redeemed February 1,
1% if redeemed February 1,
0% if redeemed February 1,
At least thirty days before the
s fol
1985
1986
1987
1988
1989
1990
date
lows:
or August
or August
or August
or August
or August
or therea
fixed for
1, 1985;
1, 1986;
1, 1987;
1, 1988;
1, 1989;
fter.
redemption,
the Authority shall cause a written notice of such redemption
to be published at least once in a financial publication
published in the City of New York, New York. By the date
fixed for any such redPmrti on, due -----vision shall be made
with the Paying Agents for the payment of the principal
amount of the bonds to be redeemed, plus accrued interest
thereon to the date fixed for redemption, and premium, if any.
If the required notice of redemption is published, and if due
provision for such payment is made, all as provided above,
the bonds, which are to be so redeemed, thereby automatically
7
shall be redeemed prior to maturity, and they shall not
bear interest after the date fixed for redemption, and shall
not be regarded as being outstanding except for the purpose
of receiving the funds so provided for such payment.
Section 2.03. INTEREST. The Bonds of this Series
scheduled to mature during the years, respectively, set forth
below shall bear interest from their date, until maturity or
redemption, at the following rates per annum:
maturities
- - - -
through ---------
- -- %;
maturities
through -- - - -
- -- %;
maturities
through -- - - -
- -- %;
maturities
through -- - - -
- -- %;
maturities
through -- - - -
- -- %;
maturities
through -- - - -
- -- %;
maturities
through -- - - -
- -- %;
maturities
through -- - - -
- -- %;
maturities
through -- - - -
- -- %;
maturities
through -- - - -
- -- %;
maturities
through -- - - -
- -- %;
maturities
through -- - - -
- -- %.
Such interest shall be evidenced by attached coupons due
August 1, 1975, and semi - annually thereafter on February 1
and August 1 of each year.
The Bonds and the interest thereon shall be payable
in lawful money of the United States of America, without
exchange or collection charges to the holder thereof, at the
'i
Republic National Funk of Da l_as, Dallas, Texas, or, at the
option of the bearer, at The First National Bank of Fort
lWorth, Fort Worth, Texas, which places shall be the Paying
'Agents for said Bonds.
i
0
Section 2.0.4. FORM. The Bonds, the Certificate
of the Comptroller of Public Accounts to appear thereon, and
the interest coupons shall be in substantially the following
form:
(FORM OF BOND)
UNITED STATES OF AMERICA
STATE OF TEXAS
TRINITY RIVER AUTHORITY OF TEXAS
(TARRANT COUNTY WATER PROJECT)
REVENUE BOND
SERIES 1975
NO.
$5,000
Trinity River Authority of Texas, a governmental
,agency and a body politic and corporate and a political
?subdivision of the State of Texas (herein called "Authority "),
'for value received hereby promises to pay to bearer, out of
Lrevenues hereinafter specified, on the 1st day of February,
, the sum of
FIVE THOUSAND DOLLARS
and to pay interest thereon at the rate of % per annum.
Said interest shall be evidenced by coupons payable August 1,
1975, and semi - annually thereafter on February 1 and August 1
'of each year, until the principal shall be paid. Both
'principal and interest are payable in lawful money of the
United States of America, upon presentation and surrender of
bond or proper coupon as they severally become due, at the
Republic National Bank of Dallas, Dallas, Texas, or, at the
,option of the bearer, at The First National Bank of Fort
;:Worth, Fort Worth, Texas (herein called "Paying Agents "),
;without exchange or collection charges to the holder hereof.
9
I
The Bonds of this Series maturing on and after
February 1, 1986, may be redeemed prior to their scheduled
maturities, in whole, or in part, at the option of the
Authority, on February 1, 1985, or on any interest payment
date thereafter, at par and accrued interest to date fixed
for redemption, plus a premium for each bond, as follows:
5% if redeemed
4% if redeemed
3% if redeemed
2% if redeemed
1% if redeemed
0% if redeemed
February
February
February
February
February
February
1,
1,
1,
1,
1,
1,
1985 or
1986 or
1987 or
1988 or
1989 or
1990 or
August
August
August
August
August
therea
1,
1,
1,
1,
1,
fte
1985;
1986;
1987;
1988;
1989;
r.
At least thirty days before the date fixed for any
such redemption the Authority shall cause a written notice
of such redemption to be published at least once in a finan-
cial publication published in the City of New York, New York.
By the date fixed for any such redemption, due provision
'shall be made with the Paying Agents for the payment of the
principal amount of the bonds to be redeemed, plus accrued
interest thereon to the date fixed for redemption. If the
required notice of redemption is published, and if due pro -
vision for such payment is made, all as provided above, the
bonds, which are to be so redeemed, thereby automatically
shall be redeemed prior to maturity, and they shall not bear
interest after the date fixed for redemption, and shall not
be regarded as being outstanding except for the purpose of
receiving the funds so provided for such payment.
This bond is one of a duly authorized issue of
bonds of like date and tenor except as to number, interest
rate, maturity and right of prior redemption, numbered from
1 through 845, of the denomination of $5,000 each, aggregating
10
r
$4,225,000, issued by Trinity River Authority of Texas for
the purpose of refunding outstanding bonds of the Authority
in the principal amount of $3,775,000 and for the purpose
of providing funds for the acquisition and construction of
facilities to provide a water supply for cities and others.
As used herein, "Bonds" means the series of Bonds of which
this bond is one.
This issue of Bonds is authorized by a resolution
of the Board of Directors of the Authority. Said resolution,
including any amendment thereof or supplement thereto, is
herein called "Resolution ".
For the purpose of providing for the payment and
'security of this issue of Bonds, the Authority has pledged the
net revenues to be received by the Authority under water supply
contracts with the Cities of Bedford and Euless. Such pledge
of revenues is fully set forth in the Resolution. The Resol-
ution provides for the creation of an Interest and Sinking
Fund and for the payment into said Fund of a sufficient amount
to pay the interest on and the principal of the Bonds as the
'same become due and payable, and provides for the creation
of a debt service Reserve Fund. The revenues and funds speci-
fied in the Resolution have been and are hereby pledged to
and charged with the payment of the interest on and the
principal of the Bonds, without preference, priority or
distinction as to lien or otherwise of any one Bond over any
other Bond.
The date of this Bond in conformity with the
Resolution above mentioned is February 1, 1975.
11
Under the terms and conditions as provided in the
Resolution, the Authority has reserved the right to issue
completion bonds, additional improvement bonds and refunding
bonds which will be on a parity with the Bonds of this issue
and which will be payable from the net revenues under the
heretofore named Contracts and any amendments thereto.
The Authority also has reserved the right to amend
the Bond Resolution with the approval of the holders of
! two-thirds of the outstanding Bonds, subject to the restric-
tions stated in the Resolution.
In addition to all other rights, the holders of
this issue of Bonds shall be subrogated to all pertinent and
necessary rights of the holders of the obligations being re-
funded thereby.
The holder hereof shall never have the right to
demand payment of this obligation from moneys derived or to be
derived by taxation, or any other revenues of the Authority
except those revenues pledged to the payment hereof, and this
issue of Bonds are special obligations payable as aforesaid
solely from the revenues pledged to their payment and shall
not be considered general obligations of the governing body
of the Authority, the Authority, or the State of Texas.
It is hereby certified, recited and covenanted that
this Bond has been duly and validly authorized, issued and
delivered; that all acts, conditions and things required or
proper to be performed, exist and be done precedent to or in
the authorization, issuance and delivery of this Bond have
been performed, existed and been done in accordance with law;
12
and that this Bond is a special obligation of said Authority,
payable from the revenues specified above.
In witness whereof, Trinity River Authority of
Texas has caused this Bond to be signed by the imprinted or
lithographed facsimile signature of the President of the
Board of Directors of the Authority and attested by the fac-
simile signature of the Secretary of the Board of Directors
of said Authority, and the corporate seal of the Authority to
be duly impressed,
and has caused the
with the facsimile
ATTEST:
Secretary, Board o
NO.
or printed, or lithographed on this Bond,
coupons hereto attached to be executed
signatures of said officials.
President, Board of Directors
f Directors
(FORM OF COUPON)
ON THE 1ST DAY OF
I
Trinity River Authority of Texas will pay to bearer,
out of revenues specified in the Bond to which this coupon
is attached (unless the Bond to which this coupon is attached
shall have been previously called for redemption and provi-
sion for the redemption thereof made in accordance with its
terms), at the Republic National Bank of Dallas, Dallas, Texas,
or, at the option of the bearer, at The First National Bank of
Fort Worth, Fort Worth, Texas, without exchange or collection
charges to the owner or holder hereof, the sum shown on this
13
coupon, in lawful money of the United States of America, for
interest then due on its Trinity River Authority of Texas
(Tarrant County Water Project) Revenue Bond, Series 1975,
dated February 1, 1975, bearing the number hereinafter
specified. The holder hereof shall never have the right to
demand payment of this obligation out of funds derived or to
be derived by taxation. Bond No.
President, Board of Directors
ATTEST:
Secretary, Board of Directors
(FORM OF STATE COMPTROLLER'S CERTIFICATE)
OFFICE OF COMPTROLLER
COMPTROLLER'S REGISTRATION NO.
STATE OF TEXAS
I hereby certify that there is on file and of record
in my office a certificate of the Attorney General of the
State of Texas to the effect that this Bond has been examined
by him as required by law, and that he finds that it has been
issued in conformity with the Constitution and laws of the
State of Texas, and that it is a valid and binding special
obligation of Trinity River Authority of Texas and that the
Contracts therein mentioned are valid and have been approved,
and said Bond has this day been registered by me.
Witness my hand and seal of office at Austin, Texas,
this
Comptroller of Public Accounts of the
State of Texas
Section 2.05. EXECUTION OF BONDS. The Bonds and
interest coupons attached thereto shall be signed-by the im-
printed or lithographed facsimile signature of the President
14
I
of the Board of Directors of the Authority and attested by the
facsimile signature of the Secretary of the Board of Directors
of the Authority, and the official seal of the Authority shall
be impressed on each bond, or a facsimile of such seal shall
be printed or lithographed thereon. All facsimile signatures
shall have the same effect as though they were manual signa-
tures. In case any officer whose signature or facsimile
signature shall appear on any Bond or coupons shall cease to
be such officer before the delivery of such Bonds, such signa-
ture or facsimile signature shall nevertheless be valid and
sufficient for all purposes the same as if he had remained in
office until such delivery.
Section 2.06. COMPTROLLER'S REGISTRATION. Before
the delivery of the Bonds, there shall be endorsed on each
of them a certificate of registration duly executed by or on
behalf of the Comptroller of Public Accounts of the State of
Texas.
Section 2.07. NEGOTIABILITY. The Bonds shall be
negotiable instruments under the laws of the State of Texas.
Nothing contained in the Bonds or in this Resolution shall
affect or impair the negotiability of the Bonds.
ARTICLE III
FUNDS, REVENUES AND APPLICATION THEREOF
Section 3.01. REVENUE FUND. All revenues of the
System received by the Authority, including the net proceeds
to the Authority of the Contracts with the Cities shall be
collected and paid over promptly upon collection to the
Depository and the Authority hereby covenants and agrees so
to do. Such revenues shall be held by the Depository in a
15
special fund to be known as the "Trinity River Authority of
', Texas (Tarrant County Water Project) Revenue Bonds Revenue
Fund" (hereinafter called the "Revenue Fund "), and shall be
`disbursed or applied for the purpose of paying Operation
and Maintenance Expenses of the System, and for the making
of transfers hereinafter required.
Section 3.02. OPERATION AND MAINTENANCE EXPENSES.
The term "Operation and Maintenance Expenses" shall mean all
costs of operation and maintenance of the Authority's System
including, but not limited to, repairs and replacements for
which no special fund is created in the Bond Resolution, the
cost of utilities, supervision, engineering, accounting,
auditing, legal services, and any other supplies, services,
administrative costs and equipment necessary for proper
operation and maintenance of the Authority's System, and
payments made by Authority in satisfaction of judgments re-
sulting from claims not covered by Authority's insurance or
not paid by one of the Cities arising in connection with the
operation and maintenance of the System. The term also
includes the fees of the bank or banks where the Bonds are
payable. Depreciation shall not be considered an item of
Operation and Maintenance Expense.
Except for other transfers herein required the
moneys in the Revenue Fund shall be subject to withdrawal by
the Authority for the payment of Operation and Maintenance
Expenses only upon checks and vouchers, stating the purpose
of the payment (which shall be in accordance with the current
Annual Budget of the Authority) signed by the President of
"the Authority and countersigned by its Treasurer, or signed
S
and countersigned by such officers or employees of the
Authority as may from time to time be designated by resol-
ution of the Board of Authority. At the end of each
Authority Fiscal Year any surplus funds remaining in the
Revenue Fund shall be transferred to the Interest and Sinking
Fund.
Section 3.03. INTEREST AND SINKING FUND. That for
the sole purpose of paying the principal of and interest on
all Bonds authorized herein and any Additional Bonds, as the
same come due, there is hereby created and there shall be
established and maintained at The First National Bank in Fort
Worth, Fort Worth, Texas, a separate fund to be entitled the
"Trinity River Authority of Texas (Tarrant County Water
Project) Revenue Bonds Interest and Sinking Fund" (herein-
after called the "Interest and Sinking Fund ").
It shall be the duty of the Authority to transfer
from the Revenue Fund to the credit of the Interest and
Sinking Fund the amounts and at times as follows:
(a) such amounts, in equal monthly installments,
made on or before February 15, 1975 and on or before
the 15th day of each month thereafter, as will be
sufficient to pay the interest scheduled to come due
on the next interest payment date;
(b) such amwoun_s, 4_n equal monthly installments,
made on or before February 15, 1975 and on or before
the 15th day of each month thereafter, as will be
sufficient to pay the next maturing principal on the
Bonds; and
(c) The First National Bank of Fort Worth
shall make such arrangements as are necessary to
insure that sufficient funds from the Interest and
17
Sinking Fund are available at the Paying Agents to
pay any coupons or Bonds presented for payment on the
respective payment dates.
Section 3.04. RESERVE FUND. That there is hereby
created and there shall be established and maintained at The
First National Bank in Fort Worth, Fort Worth, Texas, a
separate fund to be entitled the "Trinity River Authority of
Texas (Tarrant County Water Project) Revenue Bonds Reserve
Fund" (hereinafter called the "Reserve Fund "). The Reserve
Fund shall be used solely for the purpose of finally re-
tiring the last of the Bonds and Additional Bonds, or for
paying principal of and interest on any Bonds and
Additional Bonds, when and to the extent the amount in the
Interest and Sinking Fund is insufficient for such purpose.
There shall be deposited in the Reserve Fund the
amount of $380,000 upon receipt of the proceeds from the sale
of the Bonds.
So long as the Reserve Fund contains an amount of
money and investments equal to $380,000, no further deposits
need be made to the Reserve Fund. If the Reserve Fund should
be depleted below said amount, then the amount of such de-
pletion shall be restored and the Authority shall transfer
into the Reserve Fund from the Revenue Fund not less than
$6,400 per month until the Reserve Fund contains $380,000.
Section 3.05. CONSTRUCTION AND ACQUISITION FUND.
There is hereby created and there shall be established and
maintained at an official depository of the Authority (which
must be a member of the Federal Deposit Insurance Corporation)
a separate fund to be entitled the "Trinity River Authority
of Texas (Tarrant County Water Project) Revenue Bonds Con-
struction and Acquisition Fund" (hereinafter called the
WJ
"Construction and Acquisition Fund "). The Construction and
Acquisition Fund shall be subject to and charged with a lien
in favor of the holders of the Bonds until the money in said
Fund has been paid out as herein provided. The Depository
shall be required to secure the Construction and Acquisition
.Fund in its possession by pledging obligations of or obliga-
!tions unconditionally guaranteed by the United States; such
obligations at all times shall be at least equal in market
value to the amount in the Construction and Acquisition Fund
in its possession.
Section 3.06. DISBURSEMENTS FROM CONSTRUCTION AND
ACQUISITION FUND. (a) Money in the Construction and Acquisi-
tion Fund shall be subject to disbursement by the Authority
for payment of Project Costs to be incurred in the acquisition
of the System. Such disbursements shall be made only upon
checks stating the purpose of the payment signed and counter-
signed by such officers of the Authority as may from time to
time be designated by the Authority by resolution, and duly
certified to the Depositories. Disbursements for payments to
construction contractors and disbursements for construction
material, supplies and equipment shall be approved by a
registered professional engineer.
(b) "Project Costs" as used herein includes all
acquisition costs and construction costs as those terms are
generally understood in standard accounting practice as
applied to projects of this nature, and without limiting the
generality of the foregoing, it shall include purchase of
.equipment, property, rights in property, capitalized interest,
costs of land, easements and rights of way, including damages
19
to land and property, engineering,,financing, financial
consultants, amdinistrative, auditing and legal expenses
incurred in connection with the performance of the Contracts.
The costs for engineering, financial consultants, administra-
tive and legal expense paid from bond proceeds incurred by
the Authority shall be reasonable and at usual and customary
rates. Damages to land and property, whenever accruing,
adjudged under Article I, Section 17 of the Constitution of
Texas shall constitute a part of Project Costs. After com-
pletion of the System, any residue remaining in the Construc-
tion and Acquisition Fund shall be deposited in the Interest
and Sinking Fund.
Section 3.07. TRUST FUNDS. The Interest and
Sinking Fund and the Reserve Fund shall constitute trust funds
and shall be held in trust by The First National Bank of Fort
Worth for the benefit of the holders of the Bonds and Addi-
tional Bonds permitted hereunder.
Section 3.08. SECURITY OF FUNDS. The Authority
shall cause the Depository to secure and keep secured, in the
manner required by law, all funds on deposit with it, and
will cause the Paying Agents to secure all funds deposited
with them as other trust funds are secured. The Authority
covenants and agrees that no money will be allowed to be or
remain deposited with the Depository unless secured as above
provided.
Section 3.09. PLEDGE. The Contracts provide for
the payment by the Cities to the Authority (a) an amount
equal to all Operation and Maintenance Expenses, (b) the
amount necessary to pay all the principal of and the interest
20
coming due on the Authority's Bonds on each principal and /or
interest payment date, (c) during each Fiscal Year, the
proportionate part of any special or reserve funds required
to be established and /or maintained by the provisions of the
Bond Resolution, and (d) an amount in addition thereto suf-
ficient to restore any deficiency in any of such funds or
accounts required to be accumulated and maintained by the
provisions of the Bond Resolution.
The term "Net Revenues" as used in this resolution
shall mean and be defined as all of the gross revenues or
payments received by the Authority from the Cities under the
Contracts after deducting therefrom the amounts paid to the
Authority for the purpose of paying Operation and Maintenance
Expenses, with the result that the Net Revenues shall consist
of the amounts necessary to pay all principal and /or interest
coming due on the Bonds on each principal and /or interest
payment date, and any amounts payable under (c) and (d) above.
The Bonds and interest thereon are and shall be payable from
and secured by an irrevocable first lien on and pledge of
said Net Revenues, and said Net Revenues are hereby pledged
irrevocably for such purpose and to the establishment and
maintenance of the Interest and Sinking Fund and the Reserve
Fund.
Section 3.10. INVESTMENT OF FUNDS. The money in
all Funds created herein shall be invested and reinvested in
securities permitted by Section 8 -B of Article 8280 -188,
V.C.S. which mature in not more than fifteen (15) years from
the date of their purchase. All income and profits from the
21
investment of all funds hereunder shall be deposited in the
Interest and Sinking Fund.
ARTICLE 'IV
BUDGETS AND ACCOUNTING
Section 4.01. PREPARATION OF BUDGET. Not less than
forty (40) days before the commencement of the first Fiscal
Year after delivery of the Bonds herein authorized and not
less than forty (40) days before the commencement of each Fiscal
Year thereafter while any of the Bonds or interest thereon is
outstanding and unpaid, the Authority will prepare and file
with the Cities the annual budget (herein called "Annual
Budget ") of maintenance and operating expenses for the ensuing
Fiscal Year, and, except as otherwise provided, the total
expenditures in any division thereof will not exceed the
total expenditures in the corresponding division in the Annual
Budget. The Authority covenants that the current maintenance
and operation expenses incurred in any Fiscal Year will not
exceed the reasonable and necessary amount of such expense,
and that it will not expend any amount or incur any obligation
for maintenance, repair, and operation in excess of the amounts
provided for current maintenance and operating expenses in
the Annual Budget; provided, however, that if at any time the
Board of Authority shall determine that the amount of the
appropriatio, -� 'or any iLelii iri the Annual Budget is in excess
of the amount which will be required for such term, the Board
of Authority may reduce such appropriation and make appropria-
tion for any item or items not covered by the Annual Budget
or increase the appropriation for any other item or items by
22
an amount not exceeding the amount of such reduction; and
provided further, that the Board of Authority may at any
time adopt an amended or supplemental budget for the re.-
maiader of the then current Fiscal Year in case of an
emergency caused by some extraordinary occurrence which
shall be clearly defined in such resolution. Any such supple-
.mental budget shall be filed immediately with the Cities.
Section 4.02. ACCOUNTING AND REPORTING. The
Authority covenants that proper books of record and account
will be kept in which true, full and correct entries will
be made of all income, expense and transactions of and in
relation to the System, and each and every part thereof.
Within three months after each full Fiscal Year, a statement
certified as correct by a Certified Public Accountant showing
the Gross Revenues and the Maintenance and Operation Expenses
for such Fiscal Year, shall be furnished to the Cities and to
the original purchaser of the Bonds. Each such audit will be
available during regular office hours at the administration
offices of the Authority for inspection by any holder of any
of the Bonds.
Section 4.03. PUBLIC INSPECTION. The Authority
further covenants and agrees that the System, and each and
every part thereof, and all books, records, accounts, docu-
ments and vouchers relating to the construction, operation,
maintenance, repair, improvement and extension thereof,
will at all times be open to inspection by the Cities.
ARTICLE V
GENERAL COVENANTS
Section 5.01. PAYMENTS OF BONDS AND INTEREST.
23
The Authority covenants and agrees that, out of Pledged
Revenues, it will duly and punctually pay, or cause to be
paid, the principal of every Bond and the interest thereon,
on the date and at the place and in the manner specified in
the Bonds and in the coupons thereto appertaining, and that
it will faithfully do and perform and at all times fully
observe any and all covenants,.undertakings and provisions
contained herein or in any Bond.
Section 5.02. LEGAL ABILITY. The Authority repre-
sents that it is a conservation and reclamation district, and
a governmental agency and body politic and corporate, duly
created, organized and existing under the Constitution and
laws of the State of Texas and has proper authority from all
other public bodies and authorities, if any, having juris-
diction thereof to construct, acquire, operate, maintain,
repair, renew and replace the System and facilities as herein
described, and to levy and collect rates, tolls, rents, fees
and other charges, and to pledge its revenues in the manner
and form as herein done or intended, and that all corporate
action on its part to that end has been duly and validly
taken. The Authority covenants and agrees that it will at
all times maintain its corporate existence and maintain a
lawful Board of Directors, and at all times function and
act in the best interest of the System and the Bondholders.
Section 5.03. CONSTRUCTION AND OPERATION. The
Authority further covenants that it will forthwith proceed
to acquire, construct and complete the System as soon as
possible in accordance with plans and specifications which
24
have been prepared by its Independent Consulting Engineer,
and thereafter each and every part thereof will be continu-
ously operated by the Authority in an efficient and economical
manner and will be kept in thorough repair and maintained in
a high state of operating efficiency and in such manner that
the interest of the Cities, the people of the State of Texas,
the bondholders and the Authority will be promoted.
Section 5.04. OPERATION OF THE SYSTEM. The Author-
ity shall use its best efforts to see that the System is
properly and efficiently operated.
Section 5.05. CONTRACTORS. Authority shall require
each person, firm or corporation with whom (or which) it may
contract for construction in connection with the System to
furnish a performance bond in the full amount of any contract
and a payment bond as required by law, and to carry such
workmen's compensation or employers' liability insurance as
maybe required by law and such public liability, property
damage and builders' risk insurance, if any, as may be appro-
priate and necessary. The Authority further covenants and
agrees that the proceeds of any such performance bond will
forthwith, upon receipt of such proceeds, be applied toward
the completion of the contract in connection with which such
performance bond shall have been furnished.
Section 5.06. COVENANT TO MAINTAIN SUFFICIENT
INCOME. To the end that Authority income will be sufficient
to pay the Bonds and the interest thereon as they become due,
the Authority will keep in effect and enforce the Contracts,
and will cause the System to be operated and maintained at an
25
annual cost that will be within its income other than the
income required to pay the Bonds and the interest thereon
and the fees of the Paying Agents. The Authority will not
voluntarily consent to any amendment thereto which would
reduce the amounts payable thereunder or extend the time of
the payment of such amounts or which would in any manner
impair or adversely affect the rights of the holders of the
Bonds from time to time. If any of the Cities fails to make
payments as required by the Contracts and if it shall appear
that enforcement of the Contracts has become ineffective or
will be ineffective to the extent that a default in payment
of principal of or interest on the Bonds occurs or is threat-
ened, the Authority will take all necessary action to preserve
and protect the rights of the holders of the Bonds and to
assure payment of the principal thereof and the interest
thereon.
Section 5.07. NO OTHER LIENS. The Authority
further covenants that there is not now outstanding, except
as regards the bonds being refunded hereunder, and that the
Authority will not at any time after the Bonds are outstanding,
create or allow to accrue or to exist any lien upon the Sys-
tem, or any rights owned,.or the revenues pledged herein to
the payment of the principal of and interest on the Bonds,
at any time derived from the operation thereof, or any of
its Funds, except as authorized by Article VII of this Resol-
ution; that the security of the Bonds will not be impaired
in any way as a result of any action or any non - action on
the part of the Authority, its Board of Directors or officers,
26
or any thereof, and that the Authority has, and will, subject
to the provisions hereof, continuously preserve good and
indefeasible title to the System and each and every part
thereof.
Section 5.08. KEEP FRANCHISES AND PERMITS IN
EFFECT. The Authority further covenants that no franchises,
permits, privileges, or easements will be allowed to lapse or
be forfeited so long as the same shall be necessary for the
proper operation of the System.
Section 5.09. GOVERNMENTAL REQUIREMENTS; LIENS;
CLAIMS. The Authority covenants that it will duly observe
and comply with all valid requirements of any governmental
authority relative to the System or any part thereof, and
that it will pay or cause to be discharged, or will make ade-
quate provision to satisfy and discharge, all lawful claims
and demands for labor, materials, supplies, or other objects
which if unpaid, might by law become a lien upon such System
or any part thereof or the revenue therefrom; provided,
however, that nothing in this Section contained shall require
the Authority to pay or cause to be discharged, or make
provision for, any such lien or charge, so long as the valid-
ity thereof shall be contested in good faith and by appro-
priate legal proceedings.
Section 5.10. FURTHER ASSURANCE. The Authority
covenants that it will take such further action as may
be required to carry out the purposes of this Resolution
and to assure its validity.
Section 5.11. SALE AND LEASE OF PROPERTY. (a) The
Authority covenants that so long as the Bonds or any of
27
them shall be outstanding, and except as in this Section
otherwise permitted, it will not sell, lease or otherwise
dispose of or encumber any part of the System except as
provided herein.
The Authority may from time to time dispose of any
rights, machinery, fixtures, apparatus, tolls, instruments,
or other movable property and any materials used in con-
nection therewith, if the Authority shall determine that
such are no longer needed or are no longer useful in connec-
tion with the operation and maintenance of the System. The
Authority may from time to time sell such real estate that
is not needed or serves no useful purposes in connection with
the maintenance and operation of the System. The proceeds
of any sale of real or personal property acquired from the
proceeds of the Bonds shall be deposited in the Revenue Fund.
(b) The Authority may lease any of its lands for
any purpose, if such lease or the use of such lands will not
be detrimental to the operation and maintenance of the
System. It may also lease any of its real property for oil,
gas and mineral purposes. No lease shall be made which will
result in any damage to or substantial diminution of the
value of other property of the Authority. The rental to be
charged under all such leases shall be not less than the
fair and reasonable rental in relation to the character and
value of the property leased. All rentals, revenues, re-
ceipts and royalties derived by the Authority from any and
all leases so made, shall be deposited in the Revenue Fund.
(c) It is covenanted and agreed by Authority
M
that no such property of any nature shall be sold or leased
by Authority unless, prior to any action taken by Authority
concerning such sale or leasing, Authority shall procure
the advice and recommendation in writing of a registered
professional engineer concerning such proposed sale or
leasing.
Section 5.12. SUCCESSOR PAYING AGENTS. If one or
both of the Paying Agents herein named, or their successors,
become unable for any reason to act as Paying Agent here-
under, Authority covenants that it will appoint a bank in
the same city as the Paying Agent initially appointed, where
the Bonds and coupons may be presented and paid.
Section 5.13. INDEPENDENT ENGINEER. (a) The
Authority covenants that, until the Bonds and the interest
thereon shall have been paid or provision for such payment
shall have been made, it will, for the purpose of performing
and carrying out the duties imposed on the Independent Con-
sulting Engineer by this Resolution, employ an independent
engineer or engineering firm or corporation having a favorable
repute for skill 'and experience in such work.
(b) The Authority covenants that it will at all
appropriate times cause the Independent'Consulting Engineer
to submit and give all necessary or desirable advice and
recommendations concerning renewals, replacements, extensions,
betterments and improvements for the System, to the end that
the System shall be operated.and maintained in the most
efficient and satisfactory manner. Further, Authority shall
cause the Independent Consulting Engineer to make in writing
a full survey, review and report on the physical condition
of the System once every three years, commencing two years
after the completion of the System.
29
(c) Authority further covenants that it will
cause the Independent Consulting Engineer to make an annual
report to it which shall set forth such Engineer's recommenda-
tions and advice as to (1) the proper maintenance, repair and
operation of the System, including their.findings as to
whether or not the properties of the System have been main-
tained in good repair and sound operating condition; (2) the
extensions, improvements, renewals, and replacements which
should be made during the ensuing Fiscal Year; (3) the amounts
and types of insurance which should be carried by the Author-
ity on the properties; and (4) any revisions or changes of
rates, fees and charges. The first such report shall be
made one year after completion of the System and in each year
thereafter.
(d) The expense incurred under this Section 5.13
shall constitute Operation and Maintenance Expenses.
Section 5.14. BONDS AND INTEREST NOT PAYABLE FROM
TAXES. The holders of the Bonds and the interest coupons
appertaining thereto shall never have the right to demand
payment thereof out of funds raised or to be raised by
taxation.
ARTICLE VI
INSURANCE
Section 6.01. INSURANCE COVERAGE. The Authority
covenants that it will at all times keep insured such of
its plants, structures, buildings, stations, machinery, equip-
ment, apparatus, pipelines and equipment as are usually
insured by corporations operating like properties, with a
responsible insurance company or companies, against risks,
accidents or casualties against which and to the extent
insurance is usually carried by corporations operating like
30
properties, and will also at all times maintain workmen's
compensation insurance and insurance against public liability
and property damages, in a reasonable amount with responsible
insurance companies; provided, hwever, that at any time while
any contractor engaged in construction work shall be fully
responsible therefor, the Authority shall not be required to
carry such insurance. All such policies shall be open to
the inspection of the bondholders and their representatives at
all reasonable times.
Section 6.02. INSURANCE PROCEEDS. In the event
of any loss or damage the Authority covenants that it will
reconstruct or repair the destroyed or damaged portion of the
property and will apply the proceeds of the insurance policies
covering such loss or damage solely for that purpose. The
Authority covenants that it will begin such work of recon-
struction or repair promptly after such loss or damage shall
occur and will continue and properly complete the same as
expeditiously as possible and will pay or cause to be paid
all costs and expenses in connection therewith so that the
same shall be so completed and the property be free and clear
of all mechanics' and other liens and claims. The Authority
agrees that it will procure the advice and recommendation
in writing of a registered professional engineer "concerning
such reconstruction before it is undertaken.
Section 6.03. UNUSED INSURANCE PROCEEDS. Any
insurance proceeds remaining after the completion of and
payment for any such reconstruction or repair shall be de-
posited in the Revenue Fund.
31
ARTICLE VII
ADDITIONAL BONDS, REFUNDING BONDS AND
SPECIAL PROJECT BONDS
Section 7.01. DEFINITIONS. For the purpose of
this Article VII, the following definitions shall apply:
(a) "Completion Bonds" means any bonds issued to
complete construction of the System to enable the Authority
to provide wastewater services to the Cities and to others,
as the System is described in the Engineering Report defined
in the Contracts.
(b) "Improvement Bonds" means bonds issued for
improvements, betterments, extensions and replaoements of
the System.
(c) "Special Project Bonds" means any bonds issued
to finance construction and /or acquisition of facilities
which will not constitute a part of the System and which will
not be paid out of revenues from the Contracts.
(d) "Refunding Bonds" means any bonds issued for
the purpose of refunding all or a part of the Bonds.
(e) "Additional Bonds" means and includes
Completion Bonds, Improvement Bonds and Refunding Bonds.
Section 7.02. COMPLETION BONDS AND IMPROVEMENT
BONDS. The Authority reserves the right to issue Completion
Bonds and Improvement Bonds payable from and secured by a
pledge of the Net Revenues, on a parity of lien with the
Bonds, or junior to the Bonds, or a portion of them may be
such first lien bonds and a portion may be such junior lien
bonds. The Completion Bonds and Improvement Bonds may be
issued in one or more series or installments, and from time
to time as authorized by the Board of Authority, provided,
32
however, that no installment or series of Completion Bonds
or Improvement Bonds, if it is on a parity with the lien of
the Bonds, shall be issued unless:
(a) A certificate is executed by the President
and Secretary of the Board of Authority to the effect
that no default exists in connection with any of the
covenants or requirements of the Resolution or Resol-
utions authorizing the issuance of all then outstanding
Bonds which are secured by the Net Revenues;
(b) A certificate is executed by the President
and the Secretary of the Board of Authority to the
effect that the Interest and Sinking Fund and the
Reserve Fund contain the amounts then required to be
on deposit therein;
(c) The then proposed Completion Bonds or
Improvement Bonds are made to mature on August 1
and /or February 1 of each of the years in which they
are scheduled to mature.
Section 7.03. SPECIAL PROJECT BONDS. Special
Project Bonds payable from and secured by revenues may be
issued by the Authority for the purpose of providing addi-
tional facilities to enable the Authority to render service
to other users, provided that such Special Project Bonds are
not payable from or secured by a pledge of Net Revenues.
Special Project Bonds may be additionally secured by a
mortgage or deed of trust lien upon only the physical pro-
perties of the project purchased or constructed with the
proceeds of such bonds.
Section 7.04. INCREASE IN RESERVE FUND. If
Completion Bonds or Improvement Bonds are issued,, the maximum
amount required to be deposited and maintained in the Reserve
33
r
Fund shall be increased so that the aggregate amount to be
accumulated in the Reserve Fund shall be no less than the
average annual principal and interest requirements for all
then outstanding Bonds, Completion Bonds or Improvement Bonds,
and for the installment or series of bonds then proposed to
be issued. Such average annual requirement shall be cal-
culated as of the date of any such Additional Bonds. Pro-
vided, as of the date of any such Additional Bonds, it shall
be sufficient if the aggregate amount in the Reserve Fund
is equal to the average annual requirement on the Bonds and
Additional Bonds outstanding and to be outstanding, and if
the amount exceeds such average annual requirement, any
surplus in the Reserve Fund shall be transferred to the
Interest and Sinking Fund.
Section 7.05. TAX BONDS. No provisions in this
Resolution shall in any way affect the statutory right of
the Authority to issue bonds supported wholly by ad valorem
taxes.
Section 7.06. REFUNDING BONDS. The Authority
reserves the right to issue Refunding Bonds to refund any
outstanding bonds secured by a pledge of revenues from the
Contracts and any amendments thereof. Provided, that if less
than all of such bonds at any time outstanding are refunded
the principal and interest requirements shall not be increased
in any year in which any of the bonds not being refunded are
scheduled to mature.
34
"ARTICLE VIII
DEFAULT PROVISIONS
Section 8.01. REMEDIES. In the event of a default
or a threatened default in the payment of principal of or
interest on the Bonds, any court of competent jurisdiction
may, upon petition of holders of twenty -five per cent of the
outstanding Bonds, appoint a receiver with authority to
!collect and receive all pledged income of the Authority,
employ and discharge agents, employees and consultants of the
iAuthority, take charge of pledged funds on hand and manage
the proprietary affairs of the Authority without consent or
hindrance by the Board of Authority. Such receiver may
also be authorized to make contracts for providing sewage
treatment and disposal services or renew such contracts with
the approval of the court appointing him. The court may vest
the receiver with such other powers and duties as the court
may find necessary for the protection of the holders of the
Bonds.
Section 8.02. OTHER REMEDIES; REMEDIES NOT WAIVED.
No remedy herein specified is intended to be exclusive of
any other available remedy or remedies, but each and every
such remedy shall be cumulative and shall be in addition to
every other remedy available to the holders of the said
Bonds, or now or hereafter existing at law or in equity, or
by statute. No delay or omission to exercise any right or
35
power shall impair any such right or power or shall be
construed to be a waiver of any such default or acquiescence
therein, and every such right and power may be exercised
from time to time and so often as may be deemed expedient.
ARTICLE' 'IX
AMENDMENTS
Section 9.01. AMENDMENTS BY AUTHORITY. Without
any prior action by or notice to the holders of the Bonds,
Authority may, from time to time, and at any time, amend this
" Resolution:
(a) to add to the covenants and undertakings of
the Authority contained in this Resolution such
additional covenants and undertakings as may be
authorized or permitted by law; and
(b) to cure any ambiguity, defective or incon-
sistent provisions of this Resolution and to accomplish
any other purposes not inconsistent with the provisions
of this Resolution and which shall not impair the
security afforded hereby.
Section 9.02. AMENDMENTS BY CONSENT. The holders
!of Bonds aggregating in principal amount two - thirds of the
''aggregate principal amount of the Bonds at the time outstand-
�ing (but not including in any case any Bonds which may then
be held or owned by or for the account of the Authority)
shall have the right from time to time to approve an amend-
ment of this Resolution which may be deemed necessary or
desirable by the Authority; provided, however, that no amend-
ment, without the consent of the holders of all of the
Outstanding Bonds, shall:
36
(a) Make any change in the maturity of the Bonds;
(b) Reduce the rate of interest borne by any
of the Bonds;
(c) Reduce the amount of the principal payable
on the Bonds;
(d) Modify the terms of payment of principal
of or interest on the Bonds, or any of
them, or impose any conditions with respect
to such payment;
(e) Affect the rights of the holders of less
than all of the Bonds then outstanding;
(f) Change the minimum percentage of the
principal amount of bonds necessary for
consent to such amendment.
Section 9.03. NOTICE REQUIRED. If at any time the
:'Authority shall desire to amend the Resolution under this
!Article, the Authority shall cause notice of the proposed
'amendment to be published in a financial newspaper or journal
published in the City of New York, New York, once during each
calendar week for at least four successive calendar weeks.
Such notice shall briefly set forth the nature of the proposed
amendment and shall state that a copy thereof is on file
with the Paying Agents and with the Secretary of the Board of
Authority for inspection by all holders of Bonds. Such pub-
lication is not required, however, if notice in writing is
given to each holder of Bonds.
Section 9.04. ADOPTION OF AMENDMENT. Whenever at
any time not less than thirty (30) days and within one year
from the date of the first publication of said notice or
other service of written notice the Authority shall receive
Ian instrument or instruments executed by the holders of at
least two - thirds in aggregate principal amount of Bonds then
outstanding, which instrument or instruments shall refer to
37
the proposed amendment described in said notice and which
specifically consent to and approve such amendment in sub-
stantially the form of the copy thereof on file with the
Paying Agent and Authority, the Authority may adopt the
amendatory resolution in substantially the same form.
Section 9.05. EFFECTIVE UPON ADOPTION. Upon the
adoption of any amendatory resolution pursuant to the provi-
sions of this Article, the Resolution shall be deemed to be
amended in accordance with such amendatory resolution, and
the respective rights, duties and obligations under the
Resolution of the Authority and all the holders of outstand-
ing Bonds shall thereafter be determined, exercised and
enforced hereunder, subject in all respects to such amend-
ments.
Section 9.06. REVOCATION OF CONSENT. Any consent
given by the holder of a Bond pursuant to the provisions of
this Article shall be irrevocable for a period of six months
from the date of the first publication of the notice pro-
vided for in this Article, and shall be conclusive and
binding upon all future holders of the same Bond during such
period. Such consent may be revoked at any time after six
months from the date of the first publication of such notice
by the holder who gave such consent, or by a successor in
title, by filing notice thereof with the Paying Agent and
the Authority, but such revocation shall not be effective
if the holders of two - thirds aggregate principal amount of
the Bonds outstanding as in this Section defined have, prior
to the attempted revocation, consented to and approved the
amendment.
M-1
Section 9.07. PROOF OF OWNERSHIP. For the
purpose of this Article, the fact of the holding of Bonds by
any Bondholder and the amount and numbers of such Bonds, and
the date of his holding same may be proved by the affidavit
of the person claiming to be such holder, or by a certificate
executed by any trust company, bank, banker or any other
depository, wherever situated showing that on the date therein
mentioned such person had on deposit with such trust company,
i
bank, banker or other depository, the Bonds described in such
certificate. The Authority may conclusively assume that
such ownership continues until written notice to the contrary
is served upon the Authority.
ARTICLE X
BOND PROCEEDS
Section 10.01. APPLICATION OF BOND PROCEEDS. Upon
delivery of and payment for the Bonds, the Depository to
which the proceeds of the sale of the Bonds are forwarded
shall apply such proceeds as is provided in the succeeding
Sections.
Section 10.02. ACCRUED INTEREST AND PREMIUM. All
-of that part of the proceeds of the Bonds representing
accrued interest to date of delivery and premium paid for
the Bonds, if any, shall be depsoited in the Interest and
Sinking Fund.
Section 10.03. RESERVE FUND. There shall be
deposited in.the Reserve Fund the amount-of $380,000.
Section 10.04. DEPOSIT WITH THE PAYING AGENT OF
THE BONDS BEING REFUNDED. There shall be deposited with The
First National Bank of Fort Worth, Fort Worth, Texas the
39
par amount of the bonds being refunded which are described
in the preamble of this Resolution, together with other
money lawfully available to the Authority to pay the accrued
interest thereon to date of redemption.
Section 10.05. CONSTRUCTION AND ACQUISITION FUND.
After the deposits provided for above, the balance of the
proceeds from the sale of the Bonds shall be deposited in the
Construction and Acquisition Fund.
Section 10.06. ARBITRAGE. The Authority covenants
to and with the purchasers of the Bonds that it will make no
use of the proceeds of the Bonds at any time throughout the
term of this issue of Bonds which, if such use had been
reasonably expected on the date of delivery of the Bonds to
and payment for the Bonds by the purchasers, would have caused
the Bonds to be arbitrage bonds within the meaning of Section
103(d) of the Internal Revenue Code of 1954, as amended, or
any regulations or rulings pertaining thereto; and by this
covenant the Authority is obligated to comply with the re-
quirements of the aforesaid Section 103(d) and all applicable
and pertinent Department of the Treasury regulations relating
to arbitrage bonds. The Authority further covenants that the
proceeds of the Bonds will not otherwise be used directly or
indirectly so as to cause all or any part of the Bonds to be
or become arbitrage bonds within the meaning of the aforesaid
Section 103(d), or any regulations or rulings pertaining
thereto.
ARTICLE XI
APPROVAL AND DELIVERY; SEVERABILITY
Section 11.01. APPROVAL AND REGISTRATION OF BONDS.
That the proper officers of the Authority shall prepare and
40
the Secretary of the Authority shall certify a complete
transcript of these proceedings, and such transcript, together
with a transcript of proceedings had in the authorization of
the Contracts, shall be submitted to the Attorney General of
the State of Texas for his examination with a request that he
examine the same and approve the Bonds and the Contracts and
none of the Bonds shall be issued under the terms of this
Resolution unless and until the same shall have been approved
by the Attorney General of the State of Texas and registered
by the Comptroller of Public Accounts of the State of Texas
as required by law. Upon registration of said Bonds, the
Comptroller of Public Accounts (or a deputy designated in
writing to act for said Comptroller) shall manually sign the
Comptroller's certificate of registration prescribed herein
to be printed on the back of each Bond, and the seal of said
Comptroller shall be affixed to each of said Bonds.
Section 11.02. SALE OF BONDS. The Bonds are
hereby sold to
at a price of par and accrued
interest to date of delivery, plus a premium of $
It is hereby determined by the Board of Authority that the
price and terms of said bid are the most advantageous
reasonably obtainable.
Section 11.03. FURTHER PROCEDURES. That the
officers, employees and agents of the Authority, and each of
them, shall be and they are hereby expressly authorized,
empowered and directed from time to time and at any time to
do and perform all such acts and things and to execute,
41
acknowledge and deliver in the name and under the corporate
seal and on behalf of the Authority all such instruments,
whether or not herein mentioned, as may be necessary or
desirable in order to carry out the terms and provisions of
this Resolution and of the Bonds to be issued hereunder.
Section 11.04. REPEAL; SEVERABILITY. That all
resolutions or parts thereof, or other corporate action of
the Authority or of this Board of Directors, which in any
manner or to any extent conflict with any provisions of this
Resolution, shall be, and such other resolutions and cor-
porate action are hereby expressly repealed and in case any
one or more of the provisions of this Resolution shall be
held to be invalid or ineffective by any court of competent
jurisdiction as to any person or circumstance, the remainder
hereof and the application of such provision or provisions
to persons or circumstances other than those as to which it
is held invalid shall not be affected thereby.
Section 11.05. EMERGENCY. That it is hereby
officially found and determined that a case of emergency or
urgent public necessity exists which requires the holding of
the meeting at which this Resolution is adopted, such emer-
gency or urgent public necessity being that the issuance of
said Bonds is required as soon as possible and without delay
for refunding purposes and for necessary and urgently needed
public improvements; and that said meeting was open to the
public, and public notice of the time, place and purpose of
said meeting was given, all as required by Vernon's Ann. Civ.
St. Article 6252 -17.
42
i
C'E'RTIFICATE FOR ORDINANCE
AMENDING CONTRACT BETWEEN THE CITY OF EULESS,
TEXAS AND TRINITY RIVER AUTHORITY OF TEXAS,
AND DECLARING AN EMERGENCY
THE STATE OF TEXAS
COUNTY OF TARRANT
CITY OF EULESS
We, the undersigned officers of said City, hereby
certify as follows:
1. The City Council of said City convened in
REGULAR MEETING ON THE 14TH DAY OF JANUARY, 1975,
at the City Hall, and the roll was called of the duly consti-
tuted officers and members of said City Council, to -wit:
A. C. Krause, Mayor Della Houy, City Secretary
Mrs. Willie Mae McCormick Wayne Wright
Harold Copher Ray Ozebek
Harold L. Samuels
and all of said persons were present, except the following
absentees: Mayor A. C. Krause ,
thus constituting a quorum. Whereupon, among other business,
the following was transacted at said Meeting:
ORDINANCE AMENDING CONTRACT
The Mayor presented for the consideration of the City
Council an ordinance bearing the following caption, to -wit:
"ORDINANCE NO. 479
AN ORDINANCE AMENDING CONTRACT BETWEEN THE
CITY OF EULESS, TEXAS AND TRINITY RIVER
AUTHORITY OF TEXAS, AND DECLARING AN
EMERGENCY"
Councilwoman McCormick moved that the ordinance be
finally passed as an emergency measure. The motion was
seconded by Councilman Ozebek and carried by the
following vote:
AYES: All members of said
present above voted
NAYS: None.
The Mayor announced that t
finally passed and adopted as an
effective immediately.
City Council shown
"Aye ".
ae ordinance had been
emergency measure and was
2. That a true, full and correct copy of the aforesaid
ordinance passed at the Meeting described in the above and
foregoing paragraph is attached to and follows this certifi-
cate; that said ordinance has been duly recorded in said
City Council's minutes or said Pleeting; that the above and
foregoing paragraph is a true, full and correct excerpt from
said City Council's minutes of said M.ecting pertaining to
the passage of said ordinance, that the persons named in the
_ r
above and foregoing paragraph are the duly chosen,
qualified and acting officers and members of said City
Council as indicated therein; that each of the officers
and members of said City Council was dull, and sufficiently
notified officially and personally in advance, of the time,
place and purpose of the aforesaid Meeting, and that said
ordinance would be introduced and considered for passage
at said Meeting, and each of said officers and members con-
sented, in advance, to the holding of said Meeting for such
purpose; and that said Meeting was open to the public, and
public notice of the time, place and purpose of said
Meeting was given, all as required by Vernon's Ann. Civ.
Stat. Article 6252 -17.
(SEAL)
SIGNED AND SEALED the 14th day of January, 1975.
City Secretary �—
Mayor